Description: Series 28 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. Series 28 Exam Flashcard Study System covers: Broker - Dealer, Employment Details, FOCUS Reports, Audited Customer Statements, Securities Exchange Act, Minimum Net Capital Rule, Securities & Exchange Commission (SEC), Stolen Securities, Open-Ended Shares, Titling of Customer Accounts, Customer Complaints, Anti-Money Laundering Requirement, Aggregate Indebtedness Standard, Alternative Standard, Minimum Capital Requirement, Reverse Repurchase Agreements, Unrealized Profit And Loss, Deferred Taxes, Sole Proprietors, Unsecured Receivables, Securities Haircut, Municipal Securities, Market Maker, Issuer, Buyer’s Option, Designation Date, Clearly Erroneous Transaction, Market Operations Review Committee (MORC), Insider Trading & Securities Act of 1988, Underwriting Compensation, Public Offering, Prohibited Arrangements, Conflict Of Interest, Settlement of Contracts, Beneficial Owner, Direct Participation Program (DPP), Nonmarketable Securities, Listed Option, Ready Market, Principal Regulator, Tentative Net Capital, Debt-Equity Requirements, Fidelity Bond, Hypothecation, Free Credit Balance, Failed To Deliver, Offered Municipal Securities, SHORT System, Margin Call, Executive Representative, and much more...
Price: 44.99 USD
Location: Colmesneil, Texas
End Time: 2024-11-27T21:03:39.000Z
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Author: Mometrix Financial Industry Certification Test Team
Publication Name: Mometrix Test Preparation
Type: Study Guide
Format: Flashcards
Publisher: Mometrix Media LLC
Language: English
